Issuer Jurisdiction

См. также в других словарях:

• Jurisdiction: USA — For purposes of defining qualifying employer security, a bond, debenture, note, certificate or other evidence of indebtedness acquired by the plan, if: • The obligation meets certain requirements that ensure it is acquired at a price that is not… …   Law dictionary

• Issuer — A legal entity that develops, registers and sells securities for the purpose of financing its operations. Issuers may be domestic or foreign governments, corporations or investment trusts. Issuers are legally responsible for the obligations of… …   Investment dictionary

• foreign private issuer — For US purposes, any foreign issuer other than a foreign government, except an issuer where more than 50% of its outstanding voting securities are held directly or through voting trust certificates or depositary receipts by US residents; and any… …   Law dictionary

• Direct holding system — The direct holding system is a traditional system of securities clearance, settlement and ownership in which owners of securities had a direct relationship with the issuer. Investors would either be recorded on the issuer s register or be in… …   Wikipedia

• Security (finance) — This article is about the negotiable instrument. For the legal right given to a creditor by a borrower, see Security interest. Securities Securities Bond …   Wikipedia

• Commodity Futures Modernization Act of 2000 — The Commodity Futures Modernization Act of 2000 (CFMA) is United States federal legislation that officially ensured the deregulation of financial products known as over the counter derivatives. It was signed into law on December 21, 2000 by… …   Wikipedia

• Dodd–Frank Wall Street Reform and Consumer Protection Act — Full title An Act to promote the financial stability of the United States by improving accountability and transparency in the financial system, to end too big to fail , to protect the American taxpayer by ending bailouts, to protect consumers… …   Wikipedia

• issue — 1. verb To send forth; to emit; to promulgate; as, an officer issues orders, process issues from a court. To put into circulation; as, the treasury issues notes. To send out, to send out officially; to deliver, for use, or authoritatively; to go… …   Black's law dictionary

• issue — 1. verb To send forth; to emit; to promulgate; as, an officer issues orders, process issues from a court. To put into circulation; as, the treasury issues notes. To send out, to send out officially; to deliver, for use, or authoritatively; to go… …   Black's law dictionary

• Hague Securities Convention — The Hague Securities Convention is an international multilateral treaty intended to remove, globally, legal uncertainties for cross border securities transactions. [http://hcch.e vision.nl/index en.php?act=conventions.text cid=72] The Convention… …   Wikipedia

• Offshore financial centre — Many leading offshore financial centres are located in small tropical Caribbean countries. An offshore financial centre (OFC), though not precisely defined, is usually a small, low tax jurisdiction specializing in providing corporate and… …   Wikipedia